Regulatory & Compliance Advisory Services

Empowering your journey through complex regulatory landscapes with precision and expertise.

Stay ahead with us on LinkedIn

OUR EXPERTISE

Thot IT Solutions leads the way in compliance and advisory services, specialising in unravelling the legal and regulatory complexities that affect financial institutions and regulated businesses today. Our ethos of excellence is reflected in a deep understanding of the ever-changing regulatory landscape, coupled with an unwavering commitment to delivering solutions that are not just reactive, but proactive in anticipating future challenges.

Drawing on the extensive experience of our team of seasoned experts, we go beyond ensuring compliance to raise your organisation's standards to exceed regulatory expectations. This commitment extends to safeguarding your reputation and maintaining the integrity of your operations, ensuring that you stay ahead in an environment characterised by intense scrutiny and rapid evolution.

Outsourcing Compliance Advisory

Key Aspects of Our Outsourcing Compliance Advisory:

We conduct in-depth analyses of outsourcing relationships to assess criticality and target operating models for regulatory scrutiny. Our gap analysis identifies compliance deviations with precision. We review outsourcing registers and policies to ensure full regulatory alignment. Our targeted remediation strategies help close compliance gaps efficiently, and we meticulously prepare regulatory filings for seamless submission to authorities.

NIS 2
Compliance Advisory

Key Aspects of Our NIS 2 Compliance Advisory:

We assess an entity’s qualification under the NIS 2 Directive based on two key factors: size and essence. Our size-based analysis determines whether an entity falls under the Essential or Important Entity category as per Article 3. Additionally, we conduct an essence-based analysis to verify if the entity is explicitly listed under the limitative categories in Article 2, regardless of its size.

DORA
Compliance Advisory

Key Aspects of Our DORA Compliance Advisory:

We use our proprietary Compliance Profiler to accurately determine DORA’s applicability to your institution. Our comprehensive gap analysis identifies deviations from DORA’s technical standards, highlighting areas for improvement. We assess ICT risk management practices to ensure alignment with regulatory requirements. Finally, we develop and support the implementation of tailored remediation strategies to achieve full DORA compliance.

Cybersecurity Services

Key Aspects of Our Cybersecurity Services:

We provide a comprehensive suite of cybersecurity and ICT governance solutions to enhance organizational resilience. Our CISO-as-a-Service offering delivers expert security leadership tailored to your needs. We establish robust ICT governance frameworks to ensure compliance and operational efficiency. Additionally, we strengthen training and awareness through our partnership with HoxHunt, a leader in employee cybersecurity training, specializing in phishing threat mitigation.